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Similar To

REC 2.2 Method of satisfying the recognition requirements

REC 2.5 Systems and controls and conflicts

REC 2.3 Financial resources

REC 5.2 Application process

REC 2.4 Suitability

REC 2.7 Access to facilities

SYSC 5.1 Skills, knowledge and expertise

REC 3.13 Delegation of relevant functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FEES 4.4 Information on which Fees are calculated

CREDS 2.2 General provisions

FIT 1.3 Assessing fitness and propriety

FEES 3.2 Obligation to pay fees

SUP 16.12 Integrated Regulatory Reporting

REC 2.16A Operation of a multilateral trading facility

DEPP 6.2 Deciding whether to take action

LR 8.6 Criteria for approval as a sponsor

FIT 1.2 Introduction

COND 2.5 Threshold condition 5: Suitability

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?